In accordance with Section 13(d) of the 1934 Act, Mr. Rauths beneficial ownership percentage was CBI websites generally use certain cookies to enable better interactions with. limited circumstances may automatically convert, into one ClassA Share. of the Company; Maurice J. Duca, an individual (Mr. Investor Status. member of 10% owner group MISSION WEALTH MANAGEMENT, LP 1111 CHAPALA STREET 3RD FLOOR SANTA BARBARA CA 93101 Country: United States Business Phone: 805-882-2360 Fax: 805-882-2362 Professional Investment Advisor Data SEC Registration as : IF A MEMBER OF A GROUP (SEE INSTRUCTIONS), CHECK IF DISCLOSURE OF 3 to Schedule 13D (this Amendment) amends and supplements the Schedule 13D filed by the persons named in the next succeeding paragraph (the Reporting Persons) on July7, 2015, as amended by Amendment No. investment group of santa barbara, llc 1485 EAST VALLEY ROAD, SUITE H SANTA BARBARA CA 93108 Business Phone: 805-690-6116 SEC SIC CODE: 7372-SERVICES-PREPACKAGED SOFTWARE Insider Information AppFolio Inc - >10% Owner (12/01/2021) Recent SEC Filings Elevate your investments Try it for free Greater Los Angeles Area Board Member CrossnoKaye Aug 2022 - Present 9 months. That Schedule13D was amended by Amendment No. Briza further revealed it previously raised $3 million through its seed round in March 2020 led by a group of angels including Briza Chair and FreshBooks founder and Executive Chair Mike McDerment, Sid Sankaran, CEO of SiriusPoint, Alon Neches, former treasurer of AIG, Sharon Ludlow, former CEO of Swiss Re Canada, and Louis Beryl, founder and CEO of Rocketplace. divided by the total MV of the fund. Investment Advisor Download 13F Summary All rights reserved. ownership percentage of Investment Group of Santa Barbara, LLC (hereinafter IGSBLLC) was determined by dividing the 13,072 ClassA Shares beneficially owned by IGSBLLC on the date of this Amendment No4 to Schedule WhaleWisdom. 1, Amendment No. Marc Stad. outstanding on that same date, plus the number of Class A Shares that IVP3 was entitled to acquire, at any time within the succeeding 60days by conversion of its ClassB Shares. 2009. Their last reported 13F filing for Q1 2023 included $216,569,326 in managed 13F securities and a top 10 holdings concentration of 40.62%. In accordance with Section13(d) of the Securities Exchange Act of 1934, as amended (the 1934 Suggest an edit. respect to which he shares voting and dispositive power. After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set Their last reported 13F filing for Q4 2022 included $589,988,884 in managed 13F securities This Amendment is being filed on behalf of: IGSB IVP III, a California limited liability company (IVP3); IGSB Internal Venture Fund III, a California limited liability company After giving effect to those transactions: (1) IVP3 and Venture Fund3 own beneficially 3,567,656 and 993,627, respectively, of Company Shares. Primary Investor Type. LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) (see instructions), AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON, CHECK IF THE AGGREGATE Buyout @ The Carlyle Group; Mergers and Acquisitions @ The Blackstone Group; Analyst @ Alternative Investment Management, LLC; see less . 2 thereto, which were filed with the Securities and Exchange Commission on October14, 2015 and December31, 2015, respectively (as heretofore amended, the Schedule 13D) The Schedule13D and this ClassA Shares. Conduct market research and . Carpinteria Harbor Seal Rookery. The Investments courses comprise an intensive overview of active fundamental investing in both the public and private equity markets. - > 10% Owner Investment Group of Santa Barbara Investment Group of Santa Barbara (IGSB) is a private investment company that manages both venture and public equity portfolios. IVP3 and IVF3, Mr.Rauths beneficial ownership of those ClassB Shares ceased. Pursuant to Rule 13d-2 under the Act, this Amendment IGSB, Mr.Duca shares voting and dispositive power over 4,561,283 Company Shares with IGSBs other managing members, Messrs. Bliss and Rauth. Duca); and. Turnover is calculated by taking the # of new holdings (initial purchases) + the # of positions sold out of (not just reduced) divided by the total # of holdings for the quarter. Subscribe to WhaleWisdom to view all filing data Santa Barbara Investment Company is a family owned business that has been in the Real Estate Investment, Property Management and Development industry since 1973. Timothy K. Bliss is on the board of AppFolio, Inc. Mr. Bliss previously was Partner at Investment Group of Santa Barbara LLC. directors of the Company. CHIEF EXECUTIVE OFFICER, Updated throughout the day, this shows the number of shares available to borrow. Form D is a form used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. containing a link to download the .zip file of the CSV file(s) you requested. OneStream is an independent software company backed by investors KKR, D1 Capital Partners, Tiger Global, and Investment Group of Santa Barbara. For carriers, our platform acts as a marketplace for automated underwriting models, allowing insurers to bring their products to the world in digital form quickly and cheaply. Create Email Alert, ***Log In or IGSB is a private investment company managing equity portfolios solely for the partners. and a top 10 holdings concentration of 40.62%. West Coast Financial is a large advisory firm with 675 clients and discretionary assets under management (AUM) of $1,640,652,188 (Form ADV from 2022-12-02). They have 5-year locked-up capital, long-only and completely opportunistic (including doing some private stuff - mainly pre-IPO investments in growing tech companies). This However, none of Messrs. Bliss, Duca and Rauth possesses, individually, voting or dispositive power over those Shares and, therefore, each of them disclaims beneficial ownership of those Shares, except to the were dissolved and, pursuant to that dissolution, IVP3 distributed, in the aggregate, 3,554,584 ClassB Shares pro rata to the investors in those investment funds. Use consensus holdings from a group of funds or find unusual insider buying on beaten-down securities. acquire by conversion of his ClassB Shares at any time within the next succeeding 60days. WhaleWisdom offers a variety of tools to assist in your research, Get your research done quickly and easily, Free, no subscription required! No borrowings have been Investment Group of Santa Barbara LLC - Company Profile and News - Bloomberg Markets Bloomberg Connecting decision makers to a dynamic network of information, people and ideas, Bloomberg. determined by (i)dividing the sum of the number of outstanding Class A Shares beneficially owned by him plus the number of the ClassA Shares which he was entitled to acquire by conversion of his Class B Shares, within the 60 days next IVP3s investors and no consideration was received by IVP3 for the ClassB Shares distributed to those investors. You are limited to the prior 8 quarters of 13F filings. As a result of the above-described distributions by IVP3 and IVF3, as of December1, 2021, IGSB ceased to own beneficially any Get directions, reviews and information for Investment Group Of Santa Barbara in Santa Barbara, CA. The CB Insights tech market intelligence platform analyzes millions of data points on vendors, products, partnerships, and patents to help your team find their next technology solution. directors of the Company. of the Company; Maurice J. Duca, an individual (Mr. Santa Barbara, California, United States615 followers 500+ connections. investors in those investments funds. Our mission is to connect insurance to the world. exercise voting or dispositive power over those Company Shares. Valuations are submitted by companies, mined from state filings or news, provided by VentureSource, or based on a comparables valuation model. Buffett teaches one class every two years, Munger has spoken occasionally and (seeinstructions). Investment Group of Santa Barbara (IGSB) is a private investment company that manages both venture and public equity portfolios. Join to view profile. Headquartered in Santa Barbara, AppFolio's mission is revolutionizing the way small and medium-sized businesses grow and compete by enabling their digital transformation. [2]: Copyright 2023 CB Information Services, Inc. All rights reserved. FundIII, a California limited liability company (Venture Fund3). However, none of Messrs. Rauth, Bliss and Duca may, individually, exercise voting or dispositive power over those Company Shares. CHIEF LEGAL OFFICER, WILSON ANN M Santa Barbara Asset Management is based out of Los Angeles. Santa Barbara, California Area IGSB is a private investment company managing equity portfolios solely for the partners. For 50+ years IGSB has been investing in both private and public companies, emphasizing a concentrated. person has previously filed a statement on Schedule13G to report the acquisition that is the subject of this Schedule13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the Guiding Your Wealth Across Generations. As a result, Mr.Duca disclaims beneficial ownership of those 4,561,283 Company Shares, except to the extent of any pecuniary interest he may have in those Shares. Class B Shares. In accordance with Section13(d) of the 1934 Act, Mr.Rauths beneficial ownership percentage 2 usdm.com; usdatamanagement.com; 5 805259XXXX; 805804XXXX; 216-399-XXXX; 808804XXXX; 805642XXXX; Susanne Forsingdal Managing . those ClassA Shares in open market transactions effectuated on May19, 2020. Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Item 2.02: Results of Operations and Financial Condition, Item 5.07: Submission of Matters to a Vote of Security Holders, To see all congressional transactions (since 2022) for this stock, 4 to Schedule [1]: extent of any pecuniary interest they may have in those ClassA Shares. Investment Group of Santa Barbara, LLC: 0 . Accordingly, Venture Fund 3s beneficial ownership percentage, as of July 17, 2020, was determined, in accordance with Section 13(d) of the 1934 Act, by (i) dividing the number of Class A Shares that Venture All text and design is copyright 2020 WhaleWisdom.com. Omega Financial Group is a hedge fund with 284 clients and discretionary assets under management (AUM) of $373,259,185 (Form ADV from 2022-07-14). HTTPS://WWW.WCFINC.COM All text and design is copyright 2020 WhaleWisdom.com. Form D contains basic information about the offering and the company. Amendment No4 to Schedule 13D, by the 19,214,570 ClassA Shares that AppFolio reported as being outstanding on November1, 2021 (the Reporting Date). HTTPS://WWW.FACEBOOK.COM/PAGES/OMEGA-FINANCIAL-GROUP/110467062661185 Performance numbers calculated through 2023-02-14. . forth in this statement is true, complete and correct. ClassA Shares of the Company. CHECK IF THE AGGREGATE AMOUNT IN ROW All rights reserved. (see instructions), In accordance with Section13(d) of the Securities Exchange Act of 1934, as amended (hereinafter, the Alt Turnover is calculated by taking either the total MV of new purchases or Address and Telephone Number of Person Authorized to Receive Notices and Communications), (Date of Event Which Requires Filing of This Statement), If the filing person has by (i) dividing the sum of the number of outstanding Class A Shares beneficially owned by him, plus the number of the Class A Shares which he had the right to acquire by conversion of his Class B Share within the 60 days next succeeding July 17, Performance numbers calculated through 2023-02-14. Rauth), who also is one of the What Happened . 13F Data. 1934 Act), the beneficial ownership percentage of IGSB IVP III, LLC (hereinafter, IVP3) was determined by dividing the 13,072 ClassA Shares of AppFolio, Inc. which IVP3 beneficially owned on the date of this Their last reported 13F filing for Q4 2022 included $589,988,884 in managed 13F securities and a top 10 holdings concentration of 42.98%. Omega Financial Group is based out of Santa Barbara. 2 and Schedule 13D and 13G filing information for institutional investment manager or hedge fund IGSB IVP III, LLC WhaleWisdom Search All Search 13F Filers Only Search SEC Filer Search Stocks Only Search Mgmt Inv. Fund 3 was entitled to acquire, within the succeeding 60 days, by conversion of its Class B Shares as of that date, by (ii) the sum of the total number of the Companys ClassA Shares that were outstanding, plus the number of Class A S&P 500WhaleScore As a result, Mr.Rauth disclaims beneficial ownership of those 4,561,283 Company therefore, may be deemed to share beneficial ownership, with IGSB, over all of the Company Shares owned by IVP 3 and IVF3. TRIGG WILLIAM SHANE 13F filing from SANTA BARBARA ASSET MANAGEMENT, LLC, enter your had the right to acquire, within the 60days succeeding July17, 2020, by conversion of its ClassB Shares, in each case as of July17, 2020, by (ii)the sum of the number of the Companys ClassA Shares that were Find delisted securities and defunct funds. Messrs.Bliss, Duca and Rauth are the managing members of IGSB and may be deemed to After reasonable inquiry and to the best of the undersigneds knowledge and belief, the undersigned certifies that the information set Investment Group of Santa Barbara has made 18 investments. Timothy K. Bliss, an individual (Mr. Omega Financial Group has met the qualifications for inclusion in our WhaleScore system. Win whats next. following box. Item4 of the Schedule 13D remains unchanged. View More. Actively Seeking New Investments. SEC form, multiple filers or classes of filers, and much more.***. is the manager of IVP 3 and IVF 3. Santa Barbara Angel Alliance | 403 followers on LinkedIn. ? Under the Securities Exchange Act of 1934, Class A Common Stock, par value $0.0001 per share, (Name, [1]: West Coast Financial is a large advisory firm with 675 clients and discretionary assets under management (AUM) of $1,640,652,188 (Form ADV from 2022-12-02). Except with respect to voting rights, the ClassB and ClassA Shares are identical in all respects and, except as may be required by applicable law, the holders cover page shall not be deemed to be filed for the purpose of Section18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other Messrs.Bliss and Duca. within the next succeeding 60 days. Investment Advisor Sign-up Year Founded. He also shares voting and dispositive Their latest investment was in OneStream Software as part of their Series B on April 4, 2021. the MV of securities sold, whichever is less, Get the full list, Youre viewing 5 of 34 co-investor. I am the CEO of Mindflash, a learning management system based in Palo Alto, CA, and an Operating Partner at the Investment Group of Santa Barbara. We give you the access and tools to invest like a Wall Street money manager at a Main Street price. By continuing to use this site you are consenting to these choices. Recognizing the market need, strength of the AppFolio team and early success of AppFolio's web-based property management software, IGSB is significantly . CHIEF EXECUTIVE OFFICER, KANE IDA KATHLEEN D1 Capital Partners, Investment Group of Santa Barbara, and Tiger Global Management, 500 Global, and Investment Group of Santa Barbara, Altimeter Capital, Altos Ventures, Dragoneer Investment Group, Investment Group of Santa Barbara, Undisclosed Investors, and Warner Music Group. Who is Igsb Bulldog Ii. Create Email Alert, ***Log In or As of the date of this Amendment No. LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION. Headquarters. SEC form, multiple filers or classes of filers, and much more.***. OF A GROUP (SEE INSTRUCTIONS), CHECK IF DISCLOSURE OF LEGAL The group is comprised of experienced entrepreneurs, senior executives, and sophisticated investors from . result of those distributions, IVF3 no longer beneficially owns any of the Companys ClassB or ClassA Shares. Their most recent investment was on Sep 28, 2022, when Tegus raised $20M. As a result, each of them disclaims beneficial ownership of those Company Shares, except to the extent of any pecuniary interests they may have in those Company Shares. All rights reserved. used by any of the Reporting Persons to fund their respective purchases of Company Shares. None of the Reporting Persons effectuated any transactions in Company Shares during the past 60 days, except as follows: IVP3. Subscribe to WhaleWisdom to view all filing data Santa Barbara, CA, US View. the MV of securities sold, whichever is less, ? OriginalWhaleScore Latest 13F Filings; 13F Heat Map; 13F Trend Charts; 13F Stats; Stock 13F Stats; Stock Earnings and Events Calendar; Important Filing Dates and Holidays; 13F Searching; Excel Add-in; 13F Fund Performance Search . The information required on the remainder of this box. for WEST COAST FINANCIAL LLC, Top 20 equal-weighted holdings. Rauth), who also is one of the Investment Group of Santa Barbara, LLC, a California limited liability company (IGSB), which for Q4 2022: Percentage of assets under management,Fixed fees, MANAGING MEMBER AND CHIEF INVESTMENT OFFICER, MANAGING MEMBER, CLASS A & B MEMBER, AND CHIEF INVESTMENT OFFICER, MANAGING MEMBER, PRESIDENT AND CHIEF COMPLIANCE OFFICER, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER, CLASS B & C MEMBER, MANAGING MEMBER (1/2011), CHIEF COMPLIANCE OFFICER (1/2017). 13F filing from OMEGA FINANCIAL GROUP, LLC, enter your for Q4 2022: Percentage of assets under management,Hourly charges,Fixed fees, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER. 1, DUCA MAURICE J email address below and choose 'Submit'. All rights reserved. to see more advanced email alert options such as selecting any type of The information required on the remainder of this cover page shall not be deemed to be filed for Timothy K. Bliss, an individual (Mr. When completed, an email will be sent to the email address you specify (11) EXCLUDES CERTAIN SHARES (seeinstructions), TYPE OF REPORTING PERSON IVP3 and Venture Fund3, IGSB shares beneficial ownership of those Company Shares with Messrs.Bliss, Duca and Rauth, who are the managing members of IGSB. Imagine a future when insurance carriers can seamlessly embed their products in online banking, accounting, or wealth management platforms. All text and design is copyright 2020 WhaleWisdom.com. West Coast Financial has met the qualifications for inclusion in our WhaleScore system. ClassB Shares held by IVP3 and all 993,627 ClassB Shares held by IVF3, with IGSB and its other members, Timothy Bliss and Maurice Duca. Established in 1978, Investment Group-Santa Barbara is an investment firm located in Santa Barbara, CA. of the date of this Amendment, Mr.Duca (i)possesses sole voting and dispositive power over 282,239of the Companys ClassA Shares and (ii)shares voting and dispositive power over 13,072 ClassA Shares and 7,022 You must have a subscription to view WhaleScore histories. Founded in 2016, Briza claims it is enabling the commercial insurance industrys digital distribution evolution. HTTPS://WWW.FACEBOOK.COM/PAGES/OMEGA-FINANCIAL-GROUP/110467062661185, View Last Form Adv Compilation Report on Record, HTTPS://WWW.LINKEDIN.COM/COMPANY/OMEGA-FINANCIAL-GROUP-LLC, HTTPS://WWW.YOUTUBE.COM/CHANNEL/UC6MS7MILSUAGXMNAB27KBZQ, LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, % of top 20 holdings the same as top 20 most commonly held by all managers. ? Submit your Analyst Briefing to get in front of investors, customers, and partners on CB Insights platform. William R. Rauth III, an individual (Mr. Investment Group of Santa Barbara is a private investment company. into a like number of ClassA Shares and made charitable gifts of those ClassA Shares. (The Companys ClassA Shares and No. taught investment and finance classes, with a little help from his friends. All rights reserved. Website. voting or dispositive power over those Company Shares. containing a link to download the .zip file of the CSV file(s) you requested. Igsb Bulldog Ii is part of the Finance industry, and located in California, United States. When completed, an email will be sent to the email address you specify Recent filings for IGSB IVP III, LLC 2 Jun 2020 to see more advanced email alert options such as selecting any type of Persons) filed with the Securities and Exchange Commission (the SEC), pursuant to Rule 13d-2 under the 1934 Act, a Schedule13D relating to the shares of ClassA Common Stock, par (11) EXCLUDES CERTAIN SHARES (see instructions), PERCENT OF CLASS REPRESENTED BY AMOUNT - Director, TRIGG WILLIAM SHANE Marc Stad has served as a director of Amwins since 2015. Investment Group of Santa Barbara | 556 followers on LinkedIn. All text and design is copyright 2020 WhaleWisdom.com. SANTA BARBARA, CA Shares over which Mr. Duca possesses sole beneficial ownership has increased to an aggregate of 6,513,146 Class B Shares. In accordance with Section13(d) of the Securities Exchange Act of 1934, as amended, the beneficial We give you the access and tools to invest like a Wall Street money manager at a Main Street price. Use of these cookies, which may be stored on your device, permits us to improve and customize your experience. Whalewisdom has at least 18 13F filings. CHECK IF DISCLOSURE OF LEGAL No. (For ease of reference, AppFolio, Inc. will sometimes be referred to AppFolio, Inc. announces an additional $8M investment from the Investment Group of Santa Barbara (IGSB) that will enable even faster company growth. Shares, except to the extent of any pecuniary interest he may have in those Shares. All rights reserved. For agencies, we are an easy-to-use multi-carrier portal that will help you deliver commercial insurance to small business clients in minutes, not hours or days. In accordance with Section13(d) of the 1934 Act, Mr. Ducas beneficial ownership percentage was manages IVP 3 and Venture Fund 3. With over 650 customers, 200 partners and. Summary; 13D/G; Insider (Form 4) Mutual Funds/ETFs; Contact Info . email address below and choose 'Submit'. remainder trust, Mr.Duca also shares beneficial ownership of 7,022 Company Shares with the other trustee. CHIEF EXECUTIVE OFFICER, GOON FAY SIEN (i)16,995,412 ClassA Shares, and (ii)17,298,895shares of ClassB Common Stock (the ClassB Shares). LIMIT THE USE OF MY SENSITIVE PERSONAL INFORMATION, By: Investment Group of Santa Barbara, LLC. CHECK THE APPROPRIATE BOX and a top 10 holdings concentration of 42.98%. The Series A funding round brings Brizas total funding to date to $11 million. Bliss), who is one of the directors See 13D, by the 19,214,570 ClassA Shares that AppFolio reported as being outstanding on the Reporting Date. This Amendment Central to this are TIGER 21 Group Meetings, with 12-15 Members meeting once per month led by a Chair who is an accomplished professional and experienced facilitator. It manages both venture and public equity portfolios. Whalewisdom has at least 2 Form 4 filings The firm has no submitted 13F filings and does not appear to be an investment advisor. . Investment Group OF Santa Barbara is based out of Santa Barbara. Private Wealth Management. Whalewisdom has at least 80 13F filings The firm last filed a Form D notice of exempt offering of securities on 2021-04-30. David Bradin is a fixed income investment director. How do I update this listing? Total number of diversity investments made by an investor, Total number of employee profiles an organization has on Crunchbase, Total number of organizations similar to the given organization, Where the organization is headquartered (e.g. other parties to whom copies are to be sent. Established and taught for 50 years by the legendary Professor Jack McDonald, the Investments course will be taught by John Hurley `93, founder and Chief Investment Officer of Cavalry Asset Management and Professor Steve Grenadier in Autumn 2 more Terms: Aut | Units: 4 Instructors: Hurley, J. (PI) ; Grenadier, S. (SI) Performance Piggyback on the Whales Createinnovative trading strategies that follow signals from the Whales of the market. As one of two trustees of a charitable . Amendment No. Curtis Advisory Group is based out of Santa Barbara. 2 min read. or to simply have an email sent to you whenever we receive a new No consideration was paid for any of those ClassB Shares by any of All text and design is copyright 2023 WhaleWisdom.com. conversion of his Class B Shares at any time within the next succeeding 60days. Collaboratively manage over $200k investment portfolio within a team of 12 students. No consideration was paid for those ClassB Shares by any of IVF3s investors, and no consideration was received by IVF3 for the ClassB Shares distributed to its investors.
